Glorianne Gatt acts as Compliance Officer for a number of various clients, including UCITS Management Companies, Alternative Investment Fund Managers and UCITS Schemes. In her role as Compliance Officer, Glorianne assists companies in drafting and implementing an effective risk-based Compliance Monitoring Programme and drafting of the Compliance Manual. This enables her to ensure that clients are operating in compliance with Maltese and European regulations.
In addition to her role as Compliance Officer, Glorianne can provide compliance advisory services, which includes assisting clients with drafting and reviewing various policies and procedures, as required.
Areas of Specialisation
- Alternative Investments
- UCITS
- Investment Services Regulation
- Corporate Governance
- SFDR
- Company Service Providers
- Banking and Finance
Prior Experience
Prior to joining RMC Wise Ltd in January 2021, Glorianne worked for a Full-Scope AIFM, as a Senior Associate in Governance, Risk and Compliance Operations from 2016 to 2020.
Educational Background
Glorianne graduated from the University of Malta with a second upper class Bachelor of Commerce (Honours) Degree in Banking and Finance in 2017.
