The Compliance function is key in the control structure of an organisation as it provides monitoring and correction of employee conduct and operations.
The compliance function ensures that the company is conducting its business in conformity with all national laws and regulations that pertain to the financial industry, as well as professional standards, accepted business practices and internal standards.
The RMC Wise Compliance team is professionally trained to provide a service which would fit within in any organisation. Our aim is to maintain ethical and legal soundness through the establishment of sound policies and procedures that allow for the highest possible level of compliance.
Regulatory Compliance
Regulatory Compliance Services
