RMC Wise Ltd offers a range of services including but not limited to *Risk Management*, *Regulatory Compliance*, *Financial Services Consultancy*, *AML/CFT Compliance*, *Internal Audit*, and *Regulatory Reporting Services.*
Roshan Mohnani
COMPLIANCE AND AML/CFT ASSOCIATE
Roshan Mohnani is a Compliance and AML/CFT Associate who works with the team to deliver practical guidance and tailored solutions, helping clients meet their AML/CFT and prudential compliance obligations.
Experience
Roshan began her career in India, where she taught COBOL and DBase programming to university graduates. After relocating to Malta, she transitioned into corporate training, language instruction, and business development whilst raising her girls. She later joined Malta’s regulatory authority, working with the TCSPs Supervision Team. More recently, Roshan moved into the private sector, assisting clients in the AIFM and EMI sectors with their compliance initiatives, including readiness for DORA.
Educational Background
Roshan holds a Bachelor’s degree in Commerce and a Postgraduate Diploma in Systems Analysis and Design from Chennai, India. She resumed her academic pursuits in Malta as her children grew older, successfully completing the Executive MBA program at the University of Malta, the International Certificate in Enterprise Risk Management from the Institute of Risk Management (IRM) in the UK and most recently the ICA International Diploma in Anti-Money Laundering.
Sectors of Specialisation
Company Service Providers and Trustees
Investment Services
Credit and Financial Institutions
RMC WISE
FAQ'S
What services does RMC Wise Ltd provide?
What is Risk Management, and how does RMC Wise Ltd approach it?
Risk Management involves identifying, assessing, and prioritizing risks to minimize, monitor, and control the probability or impact of an event that may or may not have a negative outcome on the Company. RMC Wise tailors risk management solutions based on a thorough understanding of each client's risk profile, business model and overall objectives, offering services such as governance, policies & procedures, enterprise-wide risk assessments, outsourced risk management functions, and cyber risk support.
What is Regulatory Compliance, and why is it important?
Regulatory Compliance ensures that a business adheres to external rules and internal controls imposed by regulatory bodies. It aims to protect license holders and their clients, ensure fair and transparent markets, reduce systemic risk, and combat financial crime. The Compliance Function advises and assists personnel in complying with legal and regulatory obligations, regularly assessing the effectiveness of measures and procedures in place. This is done through the effective implementation of a risk-based Compliance Monitoring Programme (CMP).
How does RMC Wise Ltd assist with AML/CFT Compliance?
RMC Wise Ltd helps businesses meet their Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) obligations by providing services such as risk assessments, customer due diligence, ongoing monitoring, transaction reporting, and AML training. They assist firms in implementing robust frameworks to prevent financial crime and comply with regulatory requirements.
What Internal Audit services does RMC Wise Ltd offer?
RMC Wise Ltd provides independent Internal Audit services to its clients. Internal Audit is crucial for ensuring the efficiency, security, and compliance of an organization. It provides independent assurance that a company’s risk management, governance, and internal control processes are functioning effectively. Moreover, Internal Audits help identify weaknesses, improve operational efficiency, and ensure compliance with regulatory requirements, reducing the risk of fraud and financial mismanagement. Our services include reviewing compliance with regulatory requirements, evaluating operational risks, and offering recommendations for process improvements to ensure organizations operate efficiently and securely. This is done through the effective implementation of a risk-based Internal Audit Plan.
RMC WISE
members of
